Plumb Financial LLC
Privacy Policy

Introduction

At Plumb Financial, we are committed to protecting your privacy and safeguarding your personal information. This Privacy Policy outlines how we collect, use, disclose, and protect your nonpublic
personal information.

Information We Collect:

We collect nonpublic personal information about you from various sources, including:

• Information you provide on applications or other forms, such as your name, address, social security number, income, and assets.
• Information about your transactions with us or others, including account balances, payment history, and account activity.
• Information obtained when verifying applications or other forms, such as from your employer or from other institutions where you conduct financial transactions.

How We Use Your Information:

We use your personal information to:

• Open and maintain your accounts
• Process your financial transactions
• Provide investment advice
• Comply with regulatory requirements
• Respond to court orders and legal investigations

Information Sharing and Disclosure:

We do not sell your personal information to anyone. We may share your information with third parties only in the following circumstances:

• To service and maintain your accounts
• To comply with legal and regulatory requirements
• To protect against fraud

We may share information with our affiliates for our everyday business purposes, such as processing transactions and maintaining accounts.

Protecting Your Information

To protect your personal information from unauthorized access and use, we implement security measures that comply with federal law, including:

• Computer safeguards
• Secured files and buildings
• Procedural safeguards
• Employee training

We restrict access to your nonpublic personal information to those employees who need to know such information to provide products or services to you.

Your Rights

You have the right to:

• Access your personal information
• Request corrections to your information
• Opt-out of certain information sharing practices

Annual Notice and Updates

We will provide you with a copy of our privacy policy annually as long as you maintain an ongoing relationship with us.
We may update this policy from time to time, and any changes will be reflected on our website.

Contact Us

If you have any questions about this Privacy Policy, please contact us at Lisa (at) Plumb-Financial.com. This Privacy Policy is effective as of January 1, 2025.